Jeffrey James Cannella

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 06/2023
  Royal Alliance Associates
  Greenwood Villiage, CO
• 06/2023 → Present
  Osaic Wealth, Inc.
  Greenwood Villiage, CT

Previous Registrations

• 2004-10-13 → 2010-12-31
  United Securities Alliance, Inc.
  Englewood, CO
• 2004-10-13 → 2007-12-31
  United Securities Alliance, Inc.
  Greenwood Village, CO
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

1) OSAIC WEALTH, INC.; INVESTMENT RELATED; 1760 Private Road 130, Elizabeth CO 80107.; INVESTMENT ADVISORY REPRESENTATIVE; SINCE 12/31/2010; ZERO HRS/MTH; ZERO HRS/DST; CORPORATE REGISTERED NVESTMENT ADVISOR - SUPERVISE REPS IA ACCOUNTS. 2) JEFFREY J CANNELLA POSITION: Self NATURE: I am insurance licensed with multiple carriers in nearly every state, including but not limited to, Transamerica Life, Allianz, Prudential, Pac Life. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2007 ADDRESS: 1760 Private Road 130, Elizabeth CO 80107. DESCRIPTION: I service and maintain abandoned fixed insurance house accounts from our previous b/d. The compensation is minimal and the amount of accounts is minimal. 3) NOTARY PUBLIC POSITION: self NATURE: None INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2022 ADDRESS: 1760 Private Road 130, Elizabeth CO 80107-7622, United States DESCRIPTION: I am a Notary Public for the State of Colorado. 4) KNIGHTS OF COLUMBUS POSITION: Trustee NATURE: It is a charitable organization and a non-profit. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 9056 E. Parker Road, Parker CO 80138, United States DESCRIPTION: I will be a trustee for the council as I am no longer the Grand Knight. Duties include reviewing applications for a scholarship program we have and reviewing the financials. 5) SCHOOL BUS DRIVER POSITION: Bus Driver NATURE: It is the School District for the Town of Elizabeth. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2022 ADDRESS: 34291 County Road 13, Elizabeth CO 80107, United States DESCRIPTION: I drive a bus for the school district taking school age children to and from school, grades kindergarten through 12th. 6) J3A2, INC. POSITION: President NATURE: This is a S Corp that was set up for payroll only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2022 ADDRESS: 1760 Private Road 130, Elizabeth CO 80107, United States DESCRIPTION: This is used for payroll purposes only.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-23
• S63 Uniform Securities Agent State Law Examination
  1999-09-01