Best Investors Account Sign in

Robert Edward Jones

Stephens

Little Rock, AR

CRD 2236727

Claim This Profile
Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-09
AR RA APPROVED 2004-09-07
  • TX RA
    APPROVED_RES
    Since 2016-03-09
  • AR RA
    APPROVED
    Since 2004-09-07

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 04/2004 Present
  • 04/2004 → Present
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-07
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    1997-04-07
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

More in Little Rock, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor