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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-07 |
| WA | RA | APPROVED | 2009-04-09 |
Branch Locations
1702 Commercial St, Steilacoom, WA 98388 • United States
Gig Harbor, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2009 | Present |
| Commonwealth Financial Netwrok | Steilacoom | WA | 04/2009 | Present |
1. President and Co-Owner, Steilacoom Investments Co., a private entity est. to facilitate securities and insurance business; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Steilacoom Investments'; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-13 |
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