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Scott Paul Jarnot

LPl Financial LLC

New Brighton, MN

CRD 2236588

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-01
  • MN RA
    APPROVED
    Since 2025-05-01

Branch Locations

708 Cleveland Ave Sw Ste 200, New Brighton, MN 55112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. Minneapolis MN 05/2005 05/2025
Financial Dimensions Group, Inc. New Brighton MN 05/2005 05/2025
Lpl Financial Llc New Brighton MN 05/2025 Present
  • 05/2005 → 05/2025
    Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
    Minneapolis, MN
  • 05/2005 → 05/2025
    Financial Dimensions Group, Inc.
    New Brighton, MN
  • 05/2025 → Present
    New Brighton, MN
Previous Registrations
  • 2023-12-15 → 2025-05-05
    New Brighton, MN
    Minneapolis, MN
  • 2013-12-19 → 2024-11-01
    Financial Dimensions Group, Inc.
    New Brighton, MN
Other Businesses

1) 05/01/2025 - Notary - Brooklyn Park, MN - Inv Rel - Investment Related - Start: 10/10/1991 - 0 Hrs/Mth - 0 Hrs During Trading. 2)05/01/2025 - FDG Plaza - Real Estate Rental - Co-Owner - Inv Rel - New Brighton, MN - Start: 01/01/2009 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 06/23/2025 - Empowered Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1996-07-30
Other Names
  • Scott Paul Jarnet

View on SEC IAPD

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