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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-05-01 |
Branch Locations
708 Cleveland Ave Sw Ste 200, New Brighton, MN 55112 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. | Minneapolis | MN | 05/2005 | 05/2025 |
| Financial Dimensions Group, Inc. | New Brighton | MN | 05/2005 | 05/2025 |
| Lpl Financial Llc | New Brighton | MN | 05/2025 | Present |
1) 05/01/2025 - Notary - Brooklyn Park, MN - Inv Rel - Investment Related - Start: 10/10/1991 - 0 Hrs/Mth - 0 Hrs During Trading. 2)05/01/2025 - FDG Plaza - Real Estate Rental - Co-Owner - Inv Rel - New Brighton, MN - Start: 01/01/2009 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 06/23/2025 - Empowered Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-30 |
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