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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-24 |
Branch Locations
10999 W Interstate 10, San Antonio, TX 78230 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-15 |
Branch Locations
10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seattle First Asset Management | Seattle | WA | 08/2012 | 06/2017 |
| Unemployed | San Antonio | TX | 06/2017 | 08/2018 |
| Morgan Stanley | San Antonio | TX | 09/2018 | 11/2022 |
| J.P. Morgan Securities Llc | San Antonio | TX | 11/2022 | 06/2024 |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 11/2022 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2024 | Present |
| Unemployed | San Antonio | TX | 06/2024 | 11/2024 |
| Wells Fargo Advisors Financial Network | San Antonio | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-19 |
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