John M Brodie

Current Employers

Employment History

• 04/2012 → 07/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 05/2012 → 07/2022
  Bank Of America, N.A
  Bethesda, MD
• 07/2022 → Present
  Charles Schwab & Co., Inc.
  Bethesda, MD
• 07/2022 → Present
  Charles Schwab Bank, Ssb
  Bethesda, MD

Previous Registrations

• 2012-05-04 → 2022-07-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Silver Spring, MD
  Beltsville, MD
  New York, NY
  Beltsville, MD
  College Park, MD
  Silver Spring, MD
  Columbia, MD
  Bethesda, MD
• 2009-11-24 → 2012-04-27
  Maryland Financial Group, Inc.
  Rockville, MD
• 2009-10-05 → 2009-10-21
  Ameriprise Financial Services, Llc
  Bethesda, MD
• 2007-12-20 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Rockville, MD
• 2005-06-17 → 2007-12-21
  Wells Fargo Clearing Services, Llc
  Columbia, MD
  Bethesda, MD
• 2003-08-01 → 2005-05-25
  Citicorp Investment Services
  Bethesda, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-29
• S63 Uniform Securities Agent State Law Examination
  1994-03-24

Other Names

• John M Brodie
• John Mitchell Brodie
• John Mitchell Brodie
• John M Brodie