Mark Louis Balsamo

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-06-09

PA RA
APPROVED

Since 2020-06-09

Branch Locations

Jeanette, PA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fortune Financail Services	New Brighton	PA	06/2005	Present
Premier Financial Network	Jeannette	PA	01/2010	Present

06/2005 → Present

Fortune Financail Services

New Brighton, PA
01/2010 → Present

Premier Financial Network

Jeannette, PA

Other Businesses

PREMIER FINANCIAL NETWORK; 626 CLAY AVENUE JEANETTE, PA 15644;START 1/1/2010; TAX PREPARATION; 50% OWNERSHIP;GENERAL PARTNER- LIFE INSURANCE, FIXED AND VA ANNUITIES;NUM. OF HRS/MTH DEVOTED TO THIS BUS:120;NUM OF HRS/MTH DEVOTED TO THIS BUS: DURING TRADING HOURS:100 IR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-09
S63	Uniform Securities Agent State Law Examination	1992-07-27

S65 Uniform Investment Adviser Law Examination

2020-06-09
S63 Uniform Securities Agent State Law Examination

1992-07-27

View on SEC IAPD