George Louis Gagnon

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Minneapolis, MN
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN

Previous Registrations

• 2009-06-01 → 2015-05-19
  Morgan Stanley
  Minneapolis, MN
  Bloomington, MN
  St. Paul, MN
• 2009-02-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Minneapolis, MN
• 2004-02-10 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Eau Claire, WI
  Eau Claire, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-09
• S66 Uniform Combined State Law Examination
  2002-01-07

Other Names

• George L Gagnon
• George Gagnon