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George Louis Gagnon

Wells Fargo Clearing Services, LLC

Bloomington, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-16
MN RA APPROVED 2015-05-08
  • TX RA
    APPROVED_RES
    Since 2023-11-16
  • MN RA
    APPROVED
    Since 2015-05-08

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Minneapolis MN 05/2015 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-09
S66 Uniform Combined State Law Examination 2002-01-07
  • S65 Uniform Investment Adviser Law Examination
    2004-02-09
  • S66 Uniform Combined State Law Examination
    2002-01-07
Other Names
  • George L Gagnon
  • George Gagnon

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · BLOOMINGTON, MN
ELEVATION POINT WEALTH PARTNERS, LLC · Minneapolis, MN
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