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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-06-10
  • WA RA
    APPROVED
    Since 2016-06-10

Branch Locations

15609 Se Mill Plain Blvd Ste 100, Vancouver, WA 98684 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Renton WA 05/2016 03/2020
Ameriprise Financial Services, Llc Vancouver WA 03/2020 Present
Previous Registrations
  • 2015-03-02 → 2016-03-07
    Woodbury Financial Services, Inc.
    Portland, OR
    Portland, OR
  • 2012-05-01 → 2013-12-10
    Portland, OR
Other Businesses

Outside Employment; FWMG, LLC; Paraplanner; This is the formal entity of the Ameriprise franchise for which I work.; 3295 West Elder St, Suite 205, Boise, ID, 83705; Not Investment-Related; 10/01/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-03
S63 Uniform Securities Agent State Law Examination 2005-10-20
  • S65 Uniform Investment Adviser Law Examination
    2012-04-03
  • S63 Uniform Securities Agent State Law Examination
    2005-10-20
Other Names
  • David Mckinney

View on SEC IAPD

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