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John Durham Wiseman

Greenwood Capital Associates, LLC

Greenwood, SC

CRD 2235625

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Employer firm

Greenwood Capital Associates, LLC CRD 115015

$1.77B regulatory AUM 33 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Greenwood Capital Associates, Llc

425 Main Street Suite 100, Greenwood, SC 29646-2741 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2006-07-13
  • SC RA
    APPROVED
    Since 2006-07-13

Branch Locations

425 Main Street Suite 100, Greenwood, SC 29646-2741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenwood Capital Associates, Llc Greenwood SC 02/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-03
S63 Uniform Securities Agent State Law Examination 1992-06-22
  • S65 Uniform Investment Adviser Law Examination
    1993-09-03
  • S63 Uniform Securities Agent State Law Examination
    1992-06-22

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
OSAIC WEALTH, INC.

Nearby Investors

BRIAN HAMPTON SCHOCH
Dustin William Wood
Richard Clements Hellman

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · GREENWOOD, SC
EDWARD JONES · GREENWOOD, SC
EDWARD JONES · GREENWOOD, SC

More in Greenwood, SC

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