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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
500 N State College Blvd Ste 1100, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Orange | CA | 06/2023 | Present |
| Self Employed | Brea | CA | 12/2011 | Present |
| Anaheim Glass | Anaheim | CA | 02/2019 | 03/2023 |
| Chaffey Fcu | Upland | CA | 04/2024 | Present |
1)06/23/2023 - ROSEMARIE BORSON - Book keeping business - Inv Rel - Orange, CA - Start: 10/1/2011 - 10 Hr/Mth 2)06/23/2023 - Aros Asset Management Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/9/2023. 3) 10/06/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:09/09/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-16 |
| S65 | Uniform Investment Adviser Law Examination | 2000-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-15 |
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