Keith Wayne Leece

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-25

NY RA
APPROVED

Since 2021-05-25

Branch Locations

Saratoga Springs, NY • United States

30 Century Hill Drive Suite 300, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Latham	NY	09/2013	Present
Tiaa-Cref Individual & Institutional Services, Llc	Latham	NY	09/2013	Present

09/2013 → Present

Tiaa

Latham, NY
09/2013 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Latham, NY

Previous Registrations

2010-08-16 → 2010-12-31

Lpl Financial Llc

Schenectady, NY
2008-01-17 → 2009-09-02

Tiaa-Cref Individual & Institutional Services, Llc

Latham, NY

Rochester, NY

Other Businesses

VINNIES BARBERSHOP POSITION: Apprentice Barber NATURE: Just a plan Barbershop. Cutting hair INVESTMENT RELATED: No NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2024 ADDRESS: 130 Dunning Rd, Malta NY 12020, United States DESCRIPTION: Apprentice Barber

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-01-07
S63	Uniform Securities Agent State Law Examination	1994-06-24

S65 Uniform Investment Adviser Law Examination

2008-01-07
S63 Uniform Securities Agent State Law Examination

1994-06-24

Other Names

Keith Leece

View on SEC IAPD