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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-28 |
| NJ | RA | APPROVED | 2014-02-07 |
Branch Locations
30 Columbia Turnpike Ste 101, Florham Park, NJ 07932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Florham Park | NJ | 01/2014 | Present |
| Summit Asset Management, Inc. | Florham Park | NJ | 01/2015 | Present |
1. 01/31/2014 - SUMMIT ASSET MANAGEMENT/ DBA ONLY/ 100%/ FLORHAM PARK, NJ 2. 05/16/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:05/01/2019 - 2 hrs/mo - 2 hrs during trading. 3. 12/18/2020 - Life Policy Pros. Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/16/2020 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-03 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-13 |
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