Scott I Liston

Current Employers

Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2012-09-26

MA RA
APPROVED

Since 2012-09-26

Branch Locations

965 Great Plain Avenue, Needham, MA 02492 • United States

624 Washington Street, Newtonville, MA 02458 • United States

780 Beacon Street, Newton, MA 02459 • United States

415 Market Street, Brighton, MA 02135 • United States

75 State Street, Boston, MA 02109 • United States

1 Beacon Street, Boston, MA 02108 • United States

125 Main Street, Salem, NH 03079 • United States

885 Boylston Street, Boston, MA 02116 • United States

552 Commonwealth Avenue, Boston, MA 02215 • United States

61 Harrison Avenue, Boston, MA 02111 • United States

330 Martin Luther King Boulevard, Suite 45, Roxbury, MA 02119 • United States

20 Beale Street, Wollaston, MA 02170 • United States

125 Causeway Street, Boston, MA 02114 • United States

2189 Washington Street, Roxbury, MA 02119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, Na	Boston	MA	11/2007	Present
Santander Securities, Llc	Guaynabo	PR	09/2012	01/2023
Santander Securities, Llc	Dorchester	MA	01/2023	Present

11/2007 → Present

Santander Bank, Na

Boston, MA
09/2012 → 01/2023

Santander Securities, Llc

Guaynabo, PR
01/2023 → Present

Santander Securities, Llc

Dorchester, MA

Previous Registrations

2011-03-18 → 2012-09-19

Lpl Financial Llc

Boston, MA

Cohasset, MA

Boston, MA

Boston, MA

Boston, MA

Boston, MA

Cohasset, MA

Other Businesses

1. Cape Community Ice Arena, Member of Board of Directors, help out to be on the board for the development of an ice rink, non-investment related, start date 08/02/2021, Cape Elizabeth, ME, four hours monthly, none during trading hours. 2. The Cromwell Center for Disabilities Awareness, Treasurer, presents financial information to the board of directors, non-investment related, start date 11/01/2023, Portland, ME, three hours monthly, none during trading hours. 3. Sunday River rental property, owner, Newry, ME, start date: July 2026, not investment related, one hour a month, none during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-16
S63	Uniform Securities Agent State Law Examination	2006-05-04

S65 Uniform Investment Adviser Law Examination

2011-03-16
S63 Uniform Securities Agent State Law Examination

2006-05-04

Other Names

Scott Liston

View on SEC IAPD