Seth Jay Varnhagen

Employer firm

Fifth Set Private Wealth Management LLC CRD 159118

$160M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Set Private Wealth Management Llc

Larchmont, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-09

NY RA
APPROVED

Since 2021-06-09

Branch Locations

600 Mamaroneck Avenue, Harrison, NY 10528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
North Castle Advisors, Llc	Armonk	NY	03/2004	06/2021
Fifth Set Private Wealth Management Llc	Harrison	NY	06/2021	Present

03/2004 → 06/2021

North Castle Advisors, Llc

Armonk, NY
06/2021 → Present

Fifth Set Private Wealth Management Llc

Harrison, NY

Previous Registrations

2021-05-31 → 2021-07-21

North Castle Advisors, Llc

Dobbs Ferry, NY
2006-02-21 → 2016-12-31

North Castle Advisors, Llc

Dobbs Ferry, NY

Other Businesses

1) SOLE TRUSTEE FOR FAMILY TENTAMENTARY TRUST, 2001 TO PRESENT. NOT INVESTMENT-RELATED. 5-10 HRS/MONTH SPENT, MORE THAN HALF PERFORMED OUTSIDE OF SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-15
S66	Uniform Combined State Law Examination	1998-10-14
S63	Uniform Securities Agent State Law Examination	1992-06-22

S65 Uniform Investment Adviser Law Examination

2004-02-15
S66 Uniform Combined State Law Examination

1998-10-14
S63 Uniform Securities Agent State Law Examination

1992-06-22

View on SEC IAPD