Chris Paramio Oribello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2022-09-27
CA	RA	APPROVED	2007-01-12

NV RA
APPROVED

Since 2022-09-27
CA RA
APPROVED

Since 2007-01-12

Branch Locations

North Las Vegas, NV • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	San Diego	CA	11/2006	Present

11/2006 → Present

Linsco/Private Ledger Corp.

San Diego, CA

Previous Registrations

2005-12-20 → 2006-11-21

Wells Fargo Investments, Llc

Las Vegas, NV
2004-09-20 → 2005-04-08

Morgan Stanley Dw Inc.

Las Vegas, NV

Other Businesses

1. 11/08/2011-COACH-ASSISTANT HIGH SCHOOL FOOTBALL COACH AT MOUNT CARMEL HIGH SCHOOL SAN DIEGO, CA (POSITION COACH - COACHING THE FRESHMAN OFFENSE AND DEFENSIVE LINEMEN)-10% OF TIME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-20
S63	Uniform Securities Agent State Law Examination	1992-06-22

S65 Uniform Investment Adviser Law Examination

2004-05-20
S63 Uniform Securities Agent State Law Examination

1992-06-22

Other Names

Chris P Oribello

View on SEC IAPD