Christine Ann Peli

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Previous Registrations

• 2006-03-09 → 2006-05-17
  Ameriprise Financial Services, Llc
  Florham Park, NJ
  Parsippany, NJ

Other Businesses

I*104387 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BRISTOL ANTIQUES MARKET INVESTMENT RELATED: N ADDRESS OF BUSINESS: BRISTOL, OREGON 19007 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 4/24/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BRISTOL ANTIQUES MARKET IS A VENDOR BASED MARKET TO SEE ANTIQUES AND HOME MADE GOODS. I WOULD LIKE TO HAVE A BOOTH TO SELL BOTH ANTIQUES AND REFURBISHED FURNITURE.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-08

Other Names

• Christine Ann Peli
• Christine Peli
• Christine Peli