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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-01-17 |
| OK | RA | APPROVED | 1994-11-22 |
Branch Locations
5018 E 68Th St Fl 1 Ste B, Tulsa, OK 74137-3367 • United States
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tulsa | OK | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Tulsa | OK | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 2647 W. Walton, , Chicago, IL, 60622; Investment-Related; 11/20/2024. Independent Insurance Brokering; blue cross blue shield of oklahoma; 11/17/2015; / lincoln financial life; 02/01/2009; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-15 |
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