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Thomas Andrew Hunt

Ameriprise Financial Services, LLC

Tulsa, OK

Tulsa, OK

CRD 2235169

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-01-17
OK RA APPROVED 1994-11-22
  • TX RA
    APPROVED_RES
    Since 2008-01-17
  • OK RA
    APPROVED
    Since 1994-11-22

Branch Locations

5018 E 68Th St Fl 1 Ste B, Tulsa, OK 74137-3367 • United States

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tulsa OK 09/2005 03/2020
Ameriprise Financial Services, Llc Tulsa OK 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 2647 W. Walton, , Chicago, IL, 60622; Investment-Related; 11/20/2024. Independent Insurance Brokering; blue cross blue shield of oklahoma; 11/17/2015; / lincoln financial life; 02/01/2009; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-30
S63 Uniform Securities Agent State Law Examination 1992-05-15
  • S65 Uniform Investment Adviser Law Examination
    1993-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-05-15

View on SEC IAPD

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