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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2005-11-01
  • WA RA
    APPROVED
    Since 2005-11-01

Branch Locations

437 29Th St Ne, Puyallup, WA 98372 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Tacoma WA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

GOOD SAMARITAN FOUNDATION POSITION: Foundation Board Member NATURE: Funding for the charitable care provided by the hospital. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2023 ADDRESS: 401 15th Ave SE, Puyallup WA 98372, United States DESCRIPTION: Attend meetings and help with fundraising activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
S63 Uniform Securities Agent State Law Examination 1992-06-26
  • S66 Uniform Combined State Law Examination
    2005-10-27
  • S63 Uniform Securities Agent State Law Examination
    1992-06-26

View on SEC IAPD

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