Christopher Charles Sherman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2021
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 08/2016 → 09/2016
  Suntrust Advisory Services
  Atlanta, GA
• 04/2017 → 02/2021
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 02/2021 → 04/2024
  Truist Investment Services, Inc.
  Melbourne, FL
• 02/2021 → 04/2024
  Truist Advisory Services, Inc.
  Melbourne, FL
• 04/2024 → Present
  Morgan Stanley Smith Barney Llc
  Melbourne, FL
• 05/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2017-06-15 → 2024-04-29
  Truist Advisory Services, Inc.
  Rockledge, FL
  Melbourne, FL
• 2014-06-17 → 2017-01-27
  Truist Investment Services, Inc.
  Indian Harbour Beach, FL
  Melbourne, FL
  Melbourne, FL
  Rockledge, FL
  Indialantic, FL
  Tampa, FL
  West Melbourne, FL
  Fort Lauderdale, FL
• 2010-08-26 → 2014-06-18
  Wells Fargo Clearing Services, Llc
  Viera, FL
  Orlando, FL
  Melbourne, FL
• 2009-06-01 → 2010-08-23
  Morgan Stanley
  Melbourne, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Melbourne, FL
• 2001-08-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  Melbourne, FL
  Melbourne, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-03
• S63 Uniform Securities Agent State Law Examination
  1992-06-15

Other Names

• Chris Sherman
• Christopher Charles Sherman
• Chris Charles Sherman
• Christopher Sherman