Dean Clyde Dawson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-23
TX	RA	APPROVED	2011-06-30

MN RA
APPROVED

Since 2013-11-23
TX RA
APPROVED

Since 2011-06-30

Branch Locations

7650 Edinborough Way Ste 225, Edina, MN 55435 • United States

Shakopee, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Eden Prairie	MN	10/1992	03/2020
Ameriprise Financial Services, Llc	Edina	MN	03/2020	Present

10/1992 → 03/2020

Ameriprise Financial Services, Inc.

Eden Prairie, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Edina, MN

Other Businesses

Other Business Activities; Angle foundation; Volunteer to give financial advice to Clients with cancer; 1155 Centre Pointe Drive, Suite 7, , Mendota Heights, MN, 55120; Investment-Related; 05/06/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-05-20

S63 Uniform Securities Agent State Law Examination

1992-05-20

Designations

Certified Financial Planner

View on SEC IAPD