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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-16 |
| LA | RA | APPROVED | 2015-09-15 |
Branch Locations
3223 8Th St. #203, Metairie, LA 70002 • United States
3829 Veterans Blvd, Metairie, LA 70002 • United States
1201 S Carrollton Ave, New Orleans, LA 70118 • United States
1888 Belle Chasse Hwy, Gretna, LA 70056 • United States
353 Carondelet St, New Orleans, LA 70130 • United States
1901 Gause Blvd, Slidell, LA 70461 • United States
1811 Metairie Ave, Metairie, LA 70005 • United States
9099 Jefferson Hwy, River Ridge, LA 70123 • United States
149 Robert E Lee Blvd, New Orleans, LA 70124 • United States
5643 Corporate Blvd, Baton Rouge, LA 70808 • United States
2727 Prytania St, New Orleans, LA 70130 • United States
2201 Us Hwy 190 North, Covington, LA 70433 • United States
500 Cm Fagan Dr, Hammond, LA 70403 • United States
3720 Williams Blvd, Kenner, LA 70065 • United States
1001 Julia St Suite 112A, New Orleans, LA 70113 • United States
3511 General Degaulle Dr, New Orleans, LA 70114 • United States
5530 Crowder Blvd, New Orleans, LA 70127 • United States
6920 Bluebonnet Blvd, Baton Rouge, LA 70810 • United States
2550 Florida St, Mandeville, LA 70448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Metairie | LA | 09/2015 | Present |
| Stratos Wealth Partners | Metairie | LA | 09/2015 | Present |
1. 09/08/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 10/19/2015: Conseillers, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2015 - 3 Hours Per Month During Securities Trading. 3. 10/19/2015: Kearney Investments, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2015 - 3 Hours Per Month During Securities Trading. 4. 12/30/2015 - King Elmwood, LLC - INV REL - 3223 8th St. Suite 203 Metairie, La 70002 - Business Entity For Tax/Investment Purposes Only - START 01/01/1998 - Smoothie sales 5. 12/30/2015 - Historic Holdings, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - START 01/01/05 - Car wash sales and convenience store and gas station sales 6. 12/30/2015 - Delacoix Fishing Club LLC - INV REL - 1220 Jefferson Ave New Orleans, LA 70115 - Business Entity For Tax/Investment Purposes Only - START 10/01/2006 - Fishing camp 7. 12/30/2015 - Car Wash Blues, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - START 01/01/2005 - Car wash Blues LLC owns and operates Uptown Carwash 8. 12/30/2015 - Stratos Wealth Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 9. 12/30/2015 - Delacroix Triton, LLC - INV REL - 1220 Jefferson Ave New Orleans, LA 70115 - Business Entity For Tax/Investment Purposes Only - START 10/01/2006 - LLC holds fishing boat used for personal use only 10. 12/30/2015 - Uptown Gas Station, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - START 01/01/2005 - Gas station and convenience store 11. 02/01/2016 - Stratos Wealth Management - INV REL - 3750 Park East Drive, Suite 200 Beachwood, OH 44123 - Registered Investment Advisor Hybrid - START 07/13/2015 - 100% TIME SPENT - IAR 12. 08/17/2016 - Stratos Wealth Partners, Ltd - INV RLE - 3223 8th St. Ste 203 Metairie, LA 700002 - Non-Variable Insurance - Start 07/15/2016 - 0 Hr/Mo - agent 13. 06/06/2022 - No Business Name - Investment Related - Home Based - Other - Thoroughbred horse racing partnership - Start Date - 05/15/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-08 |
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