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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-18 |
| PA | RA | APPROVED | 2010-09-17 |
Branch Locations
1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Wyomissing | PA | 03/2006 | Present |
| Morgan Stanley Smith Barney | Wyomissing | PA | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-05 |
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