John Donald Wrenn

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-01-30
CA	RA	APPROVED	2021-10-13
TX	RA	APPROVED_RES	2006-09-12

WA RA
APPROVED

Since 2024-01-30
CA RA
APPROVED

Since 2021-10-13
TX RA
APPROVED_RES

Since 2006-09-12

Branch Locations

Newport Beach, CA • United States

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Stevenson, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Portland	OR	08/2006	Present

08/2006 → Present

Ubs Financial Services Inc.

Portland, OR

Other Businesses

1. Red Truck Publishing LLC, Published original story Lucky the Golden Goose, I am a minority owner and don't have a title or position, start date-10/2/2006.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-11
S63	Uniform Securities Agent State Law Examination	1992-05-29

S65 Uniform Investment Adviser Law Examination

2016-05-11
S63 Uniform Securities Agent State Law Examination

1992-05-29