Walter Vincent Cordi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2017
  Ubs Financial Services Inc.
  New York, NY
• 06/2017 → 11/2020
  Jpmorgan Chase Bank Na
  New York, NY
• 07/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2020 → 07/2021
  Unemployed
  Brooklyn, NY

Previous Registrations

• 2017-07-06 → 2020-11-16
  J.P. Morgan Securities Llc
  New York, NY
  Dallas, TX
  New York, NY
• 2015-07-01 → 2017-06-19
  Ubs Financial Services Inc.
  New York, NY
• 2007-05-29 → 2015-06-25
  Citigroup Global Markets Inc.
  Long Island City, NY
  Long Island City, NY
  Long Island City, NY
  Long Island City, NY
  Long Island City, NY
• 2007-04-10 → 2007-05-29
  Citicorp Investment Services
  Long Island City, NY
  Long Island City, NY
  Long Island City, NY

Exams

• S66 Uniform Combined State Law Examination
  2005-11-16
• S63 Uniform Securities Agent State Law Examination
  1992-07-24

Other Names

• Walter Cordi