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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2006-09-21 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
Charlottesville, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 08/2019 | Present |
| Principal Securities Inc | Des Moines | IA | 08/2006 | Present |
| Principal Life Insurance Co | Des Moines | IA | 08/2008 | 08/2019 |
**RENTAL PROPERTY. OWN A RENTAL PROPERTY JOINTLY WITH MY HUSBAND LOCATED AT 4778 BLUE JAY WAY IN CHARLOTTESVILLE, VA. A PROPERTY MANAGEMENT FIRM HANDLES ALL OF THE DAY-TO-DAY ACTIVITIES. EFFECTIVE DATE - 12/06/2013. **PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/29/2022 ADDRESS: 2355 E. Camelback Road, Suite 503, Phoenix AZ 85016, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/Trust offerings of Principal. **BRIARWOOD PHASE III HOME OWNERS ASSOCIATION POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 5045 Blenheim Road, Charlottesville VA 22902, United States DESCRIPTION: My roles and responsibilities as the Treasurer will be to reconcile the bank accounts, pay bills, co-signed check writing capabilities with no investment related discussions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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