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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-12 |
Branch Locations
8150 N Central Expressway Ste 1600, Dallas, TX 75206-1883 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dallas | TX | 09/2013 | 01/2018 |
| Level Four Advisory Services | Dallas | TX | 09/2013 | 01/2018 |
| Guardian Life Insurance | Dallas | TX | 02/2018 | 03/2022 |
| Park Avenue Securities | Dallas | TX | 02/2018 | 03/2022 |
| Mml Investors Services, Llc | Dallas | TX | 04/2022 | Present |
| Massmutual Life Insurance Co | Dallas | TX | 03/2022 | Present |
(1) Name:D&D Holdings Inv rel: N Add: 5200 E Grand Ave, Suite 300A Dallas, Texas 75223 Nature: Other - Promotional products and warehouse business for fulfillment and shipping Position: silent partner Start date: 03/31/2022 No. HR/MO: 1. No. HR/MO during sec trading: 0. Describe duties: I am a silent partner with no obligations to company (2) Name: Gilhang and Hays Financial Management Group, LLC Inv rel: Y Add: 8150 N Central Expressway Suite 1600; Dallas, TX 75206 Nature: Other - DBA for financial planning Position: Managing Partner Start date: 03/31/2022 No. HR/MO: 160. No. HR/MO during sec trading: 6. Describe duties: manage day to day operations for financial planning, investments, and insurance department. (3) Name: Joel Gilhang Inv rel: Y Add: 8150 N Central Expressway Suite 1600; Dallas, TX 75206 Nature: Life, Disability, Long-Term Care, Fixed Annuities Position: Managing Partner Start date: 03/31/2022 No. HR/MO: 2. No. HR/MO during sec trading: 1. Describe duties: Manage day to day operations of the financial planning. (4) Name: DASG, LLC Inv rel: Y Add: 8150 N Central Expressway, Suite 1675, Dallas TX 75206 Nature: Tax Preparation and Accounting Services Position: Partner Start date: 05/16/2023 No. HR/MO: 5. No. HR/MO during sec trading: 0. Describe duties: My role is to help cross-sell the financial and Insurance planning of Gilhang & Hays. (5) NAME: 323 Foundation INV REL: N ADD: 8710 Eustis Ave, Dallas TX 75218 NATURE: Charity to help families that have lost a spouse/partner POSITION: President START DATE: 08/31/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Fund raising.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-27 |
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