James Jacob Fowkes

Current Employers

Employment History

• 10/2014 → 05/2022
  Raymond James Financial Services, Inc
  Washington, DC
• 10/2014 → Present
  Steward Partners Global Advisory, Llc
  Washington, DC
• 01/2016 → Present
  Steward Partners Investment Advisory, Llc
  Washington, DC
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Washington, DC

Previous Registrations

• 2014-11-04 → 2016-12-08
  Raymond James Financial Services Advisors, Inc
  Washington, DC
  Washington, DC
• 2006-02-13 → 2014-10-20
  Wells Fargo Clearing Services, Llc
  Frederick, MD
  Washington, DC
• 2002-06-24 → 2006-01-18
  Citicorp Investment Services
  Washington, DC

Other Businesses

1) Name of Business: Steward Partners Investment Advisory, LLC Address: 1776 I St NW Ste 700, Washington, DC, 20006, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 01/14/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide Advisory Services to clients. 3) Steward Partners Investment Advisory, LLC. Address: Washington, DC Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/17/2019 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Install Insurance Products Listed. 4) Name of Business: Legacy Wealth Partners Address: Washington, DC Activity Type: Support Company - Non Owner Start Date: 01/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Legacy Wealth Partners is are team name. I am a member/FA on the team.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-01
• S63 Uniform Securities Agent State Law Examination
  1994-07-26

Other Names

• James Jacob Fowkes