John David Dovich

Current Employers

Employment History

• 11/1999 → 06/2019
  John D. Dovich & Associates, Llc
  Cincinnati, OH
• 04/2015 → 11/2025
  Lion Street Financial, Llc
  Cincinnati, OH
• 06/2019 → Present
  Mai Capital Management, Llc
  Cincinnati, OH
• 11/2025 → Present
  Integrity Alliance, Llc.
  Cincinnati, OH

Previous Registrations

• 2000-01-01 → 2019-07-08
  John D. Dovich & Associates, Llc
  Cincinnati, OH

Other Businesses

1. EDEN PARK AIR 1 & AIR 2 POSITION: Owner NATURE: Manage Airplanes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 625 Eden Park Dr, Suite 310, Cincinnati OH 45202, United States DESCRIPTION: Managing Partnership and its activities 2. JOHN D DOVICH & ASSOCIATES LLC POSITION: Owner NATURE: Hold Personal Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1991 ADDRESS: 625 Eden Park Dr, Suite 310, Cincinnati OH 45202, United States DESCRIPTION: Managing Business 3. XAVIER UNIVERSITY POSITION: Trustee NATURE: Post Secondary education. Serve as trustee but have no access to funds and is a non fiduciary role. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 3800 Victory Parkway, Cincinnati OH 45207, United States DESCRIPTION: Provide leadership and decision making for the university. 4. MAI CAPITAL MANAGEMENT, LLC POSITION: Employee NATURE: Fee based planning. Wealth management and Investment Management. I am not aware of any regulatory filings through governmental agencies or any others. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2019 ADDRESS: 6050 Oaktree Blvd, Suite 500, Independence OH 44131, United States DESCRIPTION: Regional President. Responsible for the Cincinnati office. Manage the entire complex including revenue, profit/loss, employee hiring and firing. Executive duties. 5. MAI INSURANCE SOLUTIONS INC POSITION: Employee NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2019 ADDRESS: 625 Eden Park Dr, Suite 310, Cincinnati OH 45202, United States DESCRIPTION: Health and life Insurance sales 6. EDEN PARK FINANCIAL POSITION: Owner NATURE: Holds Keyman and business transition insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2004 ADDRESS: 625 Eden Park Dr., Suite 310, Cincinnati OH 45202, United States DESCRIPTION: Managing Business 7. LION STREET FINANCIAL, LLC| INVESTMENT RELATED BUSINESS | ADDRESS: 515 CONGRESS AVENUE SUITE 2500, AUSTIN TX 78701 |NATURE OF BUSINESS: BROKER-DEALER |TITLE: REGISTERED REPRESENTATIVE | START DATE: 11/16/2014 | 1-5 HOURS PER MONTH DURING TRADING HOURS | DUTIES: RECOMMEND AND/OR OFFER INVESTMENT PRODUCTS 8. CINCINNATI EYE INSTITUTE FOUNDATION | HOURS PER MONTH 1 | NATURE OF BUSINESS : OTHER - NON PROFIT FOR LOW INCOME INDIVIDUALS WITH EYE PROBLEMS | START DATE: 11/1/2009 9. BOARD OF ADVISERS OF THE GOERING CENTER AT THE UNIVERSITY OF CINCINNATI | HOURS PER MONTH: 2 | NATURE OF BUSINESS: OTHER - EDUCATE FAMILY AND PRIVATE BUSINESSES TO PROMOTE ECONOMICAL GROWTH | START DATE: 10/01/2018 10. BUTLER HANGAR GROUP, LLC POSITION: Owner NATURE: Real estate and storage or airplanes and equipment. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2024 ADDRESS: 2582 Grandin Rd, Cincinnati OH 45208, United States DESCRIPTION: I am a passive investor. 11. CLAYMORE CAPITAL PARTNERS POSITION: Board Member NATURE: Claymore Capital Partners is a private investment manager offering a fund of funds approach to private equity for qualified purchasers. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/04/2026 ADDRESS: 312 Walnut St, Suite 3582, Cincinnati OH 45202, United States DESCRIPTION: I have been proposed for Claymore's board of advisors. This is not a legal board. The members are asked for business guidance. There is no voting or influence by the board of advisors as it related to the funds, fund management or limited partners of the fund.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-19

Designations