Todd Michael Hoffman

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 02/2017
  Morgan Stanley Private Bank, National Association
  Clearwater, FL
• 02/2017 → 05/2022
  Raymond James Financial Services, Inc
  Clearwater, FL
• 02/2017 → Present
  Steward Partners Investment Advisory, Llc
  Clearwater, FL
• 02/2017 → Present
  Steward Partners Global Advisory Llc
  Clearwater, FL
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Clearwater, FL

Previous Registrations

• 2009-06-01 → 2017-02-23
  Morgan Stanley
  Clearwater, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Clearwater, FL
• 2002-03-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Clearwater, FL
  Clearwater, FL

Other Businesses

(1)Name of Business: Hoffman Hibbard Private Wealth Group Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Hoffman Private Wealth Group Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/16/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Jeffrey Hoffman Grantor Trust Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Control Person Position/Title: Trustee Investment Related: No Start Date: 06/22/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Todd Hoffman TTEE U/A Dtd Jun 22, 2009 Jeffrey Hoffman Grantor Trust (4)Name of Business: Steward Partners Global Advisory Address: 600 Cleveland St Ste 1150, Clearwater, FL, 33755, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/16/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance (5)Name of Business: Steward Partners Global Advisory Address: 600 Cleveland St Ste 1150, Clearwater, FL, 33755, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/13/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (6)Name of Business: Steward Partners Investment Advisory LLC Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 02/13/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor/Portfolio Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-10
• S63 Uniform Securities Agent State Law Examination
  1992-07-02

Designations

• Certified Financial Planner