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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

421 W Broadway, Council Bluffs, IA 51503 • United States

1751 Madison Ave, Council Bluffs, IA 51503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Council Bluffs IA 12/2001 02/2026
U.S. Bancorp Advisors, Llc Council Bluffs IA 02/2026 Present
Previous Registrations
  • 2006-03-30 → 2026-02-13
    Saint Paul, MN
    Carson, IA
    Council Bluffs, IA
    Council Bluffs, IA
    Council Bluffs, IA
    Avoka, IA
    Carson, IA
    Council Bluffs, IA
    Red Oak, IA
    Underwood, IA
    Council Bluffs, IA
    Council Bluffs, IA
Other Businesses

1) Saint John Lutheran Church; Not- Investment Related; Council Bluffs, IA; Religious; Treasurer; 01/01/2016; 02 Hours/Month; 0 Hours/Trading; Conduct Finance Committee, Review and prepare budget. 2) Jennie Edmunson Hospital Foundation; Not Investment-Related; Council Bluffs, IA; Hospital; Chairman; 04/01/2021; 1 Hours/Month; 0 Hours/Trading; Quarterly meetings. 3) Southwest Iowa Foundation; Not Investment-related; Omaha, NE; Charitable foundation; Vice President; 06/2023; 1 Hour/Month; 0 Hours/Trading; Review grants. 4) Iowa Western Community College Foundation[ Not Investment-related; Council Bluffs, IA; Charitable foundation for community college; Board Member; 04/01/2026; 01 hours/month; 0 hours/trading; attend quarterly board meetings 5) Council Bluffs Airport Authority; Not Investment-related; Council Bluff, IA; Municipal Airport; Board Member; 07/01/2016; 01 hours/month; 0 hours/trading; Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-29
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S66 Uniform Combined State Law Examination
    2006-03-29
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17

View on SEC IAPD

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