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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-07-23
  • KY RA
    APPROVED
    Since 2021-07-23

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 03/1992 09/2016
Jjb Hilliard Wl Lyons Llc Louisville KY 09/2016 10/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 10/2019
Private Client Services, Llc Louisville KY 10/2019 06/2021
Baird Louisville KY 07/2021 Present
  • 03/1992 → 09/2016
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Louisville, KY
  • 09/2016 → 10/2019
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → 10/2019
    Louisville, KY
  • 10/2019 → 06/2021
    Private Client Services, Llc
    Louisville, KY
  • 07/2021 → Present
    Baird
    Louisville, KY
Other Businesses

1) FIDICIARY APPT FOR DOMESTIC PARTNER, GENERAL DURABLE POA, DATE STARTED 06/06/2015, O HRS/MO, O HRS/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-20
S63 Uniform Securities Agent State Law Examination 1992-10-26
  • S66 Uniform Combined State Law Examination
    2021-07-20
  • S63 Uniform Securities Agent State Law Examination
    1992-10-26
Other Names
  • Billie Wilson
  • Ann Wilson

View on SEC IAPD

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