Jason Tyler Middleton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Lpl Financial Llc
  Louisville, KY

Previous Registrations

• 2006-07-20 → 2009-10-06
  Atlas Brown
  Louisville, KY
• 2003-09-17 → 2006-05-16
  Ameriprise Financial Services, Llc
  Louisville, KY
  Louisville, KY

Other Businesses

1. 5/22/2017 - 664 and 665 south Mccall rd - Investment Related - Englewood, FL - Real Estate Rental - Started 01/01/2008 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 6/22/2017 - beta realty holdings, llc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2004 - 1 Hour Per Month/0 Hours During Securities Trading - Rental property. 3. 04/10/2019 - Skip Jack Holdings - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:03/04/2019 - 0 hrs/mo - 0 hrs during trading. 4. 2/21/2020 - Galt Holdings - Not Investment Related - Fathers Address, 149 North Galt Avenue, Louisville Ky. - Other-LLC - Started 06/27/2018 - 0 Hours Per Month - LLC named Galt Holdings for estate planning purposes for my Fathers estate.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-09