Scott Austin Carlson

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2012-01-05

IN RA
APPROVED

Since 2012-01-05

Branch Locations

1919 Walnut Way, Noblesville, IN 46062 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spc	Ann Arbor	MI	01/2012	Present
Parkland Securities	Ann Arbort	MI	08/2014	Present

01/2012 → Present

Spc

Ann Arbor, MI
08/2014 → Present

Parkland Securities

Ann Arbort, MI

Previous Registrations

2008-07-08 → 2012-01-09

Allstate Financial Advisors, Llc

Noblesville, IN

Indianapolis, IN
2000-04-17 → 2006-08-15

First Command Brokerage Services, Inc.

Carmel, IN
2004-04-12 → 2005-09-02

First Command Bank

Fort Worth, TX

Other Businesses

dba - Scott Carlson Financial, Noblesville, IN. Offers financial services. Approx. 160 hrs/mo with 80% during mkt hrs. INV REL: Y Insurance sales (including life insurance, health insurance and LTC). Start date: 1/28/21, approx. 5 hrs/mo, 80% during trading hrs. INV REL: Y

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-10
S63	Uniform Securities Agent State Law Examination	1992-05-01

S65 Uniform Investment Adviser Law Examination

1999-11-10
S63 Uniform Securities Agent State Law Examination

1992-05-01

View on SEC IAPD

Current Employers

Spc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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