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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-17 |
| MO | RA | APPROVED | 2020-01-13 |
Branch Locations
4120 Sw Leeward Dr., Lee's Summit, MO 64082 • United States
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Overland Park | KS | 05/2013 | 11/2018 |
| Royal Alliance Associates, Inc. | Lees Summit | MO | 11/2018 | 01/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | Present |
| Retirement Plan Advisors, Llc | Chicago | IL | 01/2020 | Present |
1) RETIREMENT PLAN ADVISORS, INC LLC, 105 WEST ADAMS, STE 2175, CHICAGO, IL, ADVISOR REP OF AN RIA, 01/2020, INV REL, 160 HR/MO, 28 HR/MO TRADING. 2) MICHAEL D ALLEN, 500 SW MARKET ST, STE E, LEESS SUMMIT, MO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/02/20, INV REL, 20 HR/MO, 4 HR/MO TRADING. 3) LSR7 EDUCATIONAL FOUNDATION, 301 NE TUDOR ROAD, LEES SUMMIT, MO, VOLUNTEER MEMBER, 08/01/02, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) LEES SUMMIT MO CHAMBER OF COMMERCE, 200 SE MAIN ST, LEES SUMMIT, MO, 04/24/23, COMMITTEE MEMBER, NIR, 4 HR/MO, 2 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-01 |
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