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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
ID RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
VA RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • ID RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

3840 Belfort Road Suite 101, Jacksonville, FL 32216 • United States

128 Orange Avenue Suite 211, Daytona Beach, FL 32114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Daytona Beach FL 03/1992 11/2024
Lpl Enterprise, Llc Daytona Beach FL 11/2024 Present
Previous Registrations
  • 1992-07-16 → 2024-11-14
    Jacksonville, FL
    Jacksonville, FL
    South Daytona, FL
    Jacksonville, FL
    Daytona Beach, FL
    Daytona Beach, FL
Other Businesses

1) 11/14/2024 - Jacksonville University College of Arts and Sciences Advisory Board - Provide advice to college dean, promote the work of the college, connect opportunities for the college and its students within the private/public sector - Non-Profit Board Member - Non Inv Related - At Jacksonville, FL - Start Date 10/14/2019 - 3hrs/mth - 3hrs/mth During Trading 2) 11/14/2024 - Belpoint Office Condo Association - Assist with maintaining the operations and common areas of the office condo association - Non-Profit Board Member - Non Inv Related - At Jacksonville, FL - Start Date 09/20/2024 - 1hrs/mth - 1hrs/mth During Trading 3) 12/06/2024-Mantay & Company Insurance and Financial Services-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/01/2007-400hrs/mth-400hrs/mth during trading 4) 07/02/2026-Mantay & Company Insurance and Financial Services-Owner/Agent-Property and Casualty-Inv related-At Jacksonville, FL-Start date 01/01/2016-10hrs/mth-10hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-13
S65 Uniform Investment Adviser Law Examination 1997-12-08
  • S63 Uniform Securities Agent State Law Examination
    2005-09-13
  • S65 Uniform Investment Adviser Law Examination
    1997-12-08
Other Names
  • Frank Mantay

View on SEC IAPD

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