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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-08 |
| FL | RA | APPROVED | 2025-01-23 |
| NJ | RA | APPROVED | 2025-01-23 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seton Hall University | South Orange | NJ | 09/1990 | Present |
| Lpl Financial Llc | Fairfield | NJ | 01/1997 | Present |
1. 11/25/2003 - NON-VARIABLE INSURANCE - SELL LTC, UNIVERSAL LIFE, & TERM INSURANCE. - FAIRFIELD, NJ. 2. 02/09/2012 - NON-VARIABLE INSURANCE - ASTORINO FINANCIAL GROUP - SELLING NON-VARIABLE INSURANCE THROUGH OUTSIDE INSURANCE COMPANIES AND BEING PAID COMMISSIONS ON THE SALES. - TIME SPENT 5% - FAIRFIELD, NJ. 3. 12/16/2014 - CONNINGTON WEALTH MANAGEMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 250 PASSAIC AVE., SUITE 220, FAIRFIELD, NJ 07004 - START 12/11/2014 - 280 HR/MO 8 DURING SECST TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-23 |
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