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William Joseph Connington

LPl Financial LLC

Butler, NJ

Sarasota, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-08
FL RA APPROVED 2025-01-23
NJ RA APPROVED 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-04-08
  • FL RA
    APPROVED
    Since 2025-01-23
  • NJ RA
    APPROVED
    Since 2025-01-23

Branch Locations

1546 Rt 23, Butler, NJ 07405 • United States

1990 Main St, Ste 750, Sarasota, FL 34236 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Seton Hall University South Orange NJ 09/1990 Present
Lpl Financial Llc Fairfield NJ 01/1997 Present
  • 09/1990 → Present
    Seton Hall University
    South Orange, NJ
  • 01/1997 → Present
    Fairfield, NJ
Previous Registrations
Other Businesses

1. 11/25/2003 - NON-VARIABLE INSURANCE - SELL LTC, UNIVERSAL LIFE, & TERM INSURANCE. - FAIRFIELD, NJ. 2. 02/09/2012 - NON-VARIABLE INSURANCE - ASTORINO FINANCIAL GROUP - SELLING NON-VARIABLE INSURANCE THROUGH OUTSIDE INSURANCE COMPANIES AND BEING PAID COMMISSIONS ON THE SALES. - TIME SPENT 5% - FAIRFIELD, NJ. 3. 12/16/2014 - CONNINGTON WEALTH MANAGEMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 250 PASSAIC AVE., SUITE 220, FAIRFIELD, NJ 07004 - START 12/11/2014 - 280 HR/MO 8 DURING SECST TRDG HRS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-23
  • S63 Uniform Securities Agent State Law Examination
    1994-02-23
Other Names
  • Bill Connington
  • William Joseph Connington

View on SEC IAPD

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