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William Blair Hammond

Private Advisor Group, LLC

Morristown, NJ

Oswego, IL

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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-30
  • IL RA
    APPROVED
    Since 2020-10-30

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

113 S. Main Street Suite 303, Oswego, IL 60543 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
T2 Asset Management, Llc Oakbrook Terrace IL 04/2016 Present
Private Advisor Group, Llc Morristown NJ 09/2020 Present
Previous Registrations
  • 2016-04-06 → 2020-09-30
    Naperville, IL
  • 2013-03-28 → 2016-04-04
    Woodbury Financial Services, Inc.
    Warrenville, IL
  • 2012-06-29 → 2013-03-28
    Elmhurst, IL
  • 2009-03-06 → 2012-06-29
    Brokersxpress Llc
    Chicago, IL
    Joliet, IL
    Shorewood, IL
  • 2007-01-22 → 2009-07-07
    Usf Advisors, Llc
    Houston, TX
  • 2005-07-06 → 2007-01-23
    Chase Investment Services Corp.
    Wheaton, IL
    Chicago, IL
  • 2005-03-22 → 2005-07-06
    Banc One Securities Corporation
    Wheaton, IL
  • 2002-07-17 → 2004-09-01
    Banc One Securities Corporation
    Downersgrove, IL
  • 2001-08-31 → 2002-07-31
    A. G. Edwards & Sons, Inc.
    Joliet, IL
Other Businesses

1.Mr. Hammond provides tax advice and tax preparation services, but any such tax advice and tax preparation services is separate and apart from investment advisory services that Mr. Hammond provides. Clients can engage Mr. Hammond for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group. 2.Mr. Hammond uses Hammond Capital Management Ltd as the name of the business under which he provides investment advice through Private Advisor Group, LLC. 3.Mr. Hammond uses Hammond Capital Management Ltd as the name of the business under which he provides tax advice and tax preparation services, but any such services are separate and apart from Private Advisor Group.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-26
S63 Uniform Securities Agent State Law Examination 1993-01-19
  • S65 Uniform Investment Adviser Law Examination
    2001-01-26
  • S63 Uniform Securities Agent State Law Examination
    1993-01-19
Designations
Other Names
  • Bill Hammond

View on SEC IAPD

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