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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2018-07-05 |
Branch Locations
105 Maxess Road Ste S124, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Melville | NY | 08/2012 | Present |
1. 07/19/2012 - 231 Business Network - NOT INV REL - Non-Profit Board Member - 2% TIME SPENT - Non-Profit Board Member 2. 07/19/2012 - NJS Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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