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Denise M Mitchell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Virginia Beach, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
VA RA APPROVED 2013-12-16
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • VA RA
    APPROVED
    Since 2013-12-16

Branch Locations

208 Golden Oak Ct, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Virginia Beach VA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-30
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S65 Uniform Investment Adviser Law Examination
    1998-03-30
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02
Other Names
  • Denise Michelle Mitchell

View on SEC IAPD

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