William Michael Stewart

Current Employers

Wms Group Llc

Folsom, LA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-03
LA	RA	APPROVED	2012-06-28

TX RA
APPROVED_RES

Since 2026-03-03
LA RA
APPROVED

Since 2012-06-28

Branch Locations

Folsom, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wms Group Llc	Convington	LA	05/2012	Present

05/2012 → Present

Wms Group Llc

Convington, LA

Previous Registrations

2008-02-29 → 2012-07-19

Brokersxpress Llc

Covington, LA

Chicago, IL

Covington, LA
2005-12-02 → 2008-03-07

Oneamerica Securities, Inc.

Covington, LA

Baton Rouge, LA

Other Businesses

WMS GROUP/OWNER - LICENSED WITH VARIOUS INSURANCE COMPANIES FOR LIFE, HEALTH, FIXED ANNUITIES.START DATE 5/1/08, 0HRS PER MONTH, NOT INVESTMENT RELATED. Miracle Children's Foundation; Vice President; Non Investment Related; 14249 Thompson Rd Folsom Louisiana 70437; Description: A non profit foundation that gives IPads to children that have cancer and are in the hospital.; Responsibilities: Fundraising and organization of activities; Start date: 2024-12-04; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Richard Newman; Website address for the organization: www.miraclechildrens.org.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-04

S66 Uniform Combined State Law Examination

2001-05-04

Other Names

Mike Stewart

View on SEC IAPD