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James Darren Browning

LPl Financial LLC

Denham Springs, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2009-10-14
  • LA RA
    APPROVED
    Since 2009-10-14

Branch Locations

35186 Live Oak Circle, Denham Springs, LA 70706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Denham Springs LA 04/2009 Present
Other Businesses

1. 9/18/2020 - Med Express Ambulance Service - Not Investment Related - 2550 La Highway 1, Alexandria, LA 71303 - Outside/W-2 Employment - Assistant to Director of Operations - 65 Hours Per Month/55 Hours During Securities Trading - Aid in oversight of safety/risk management program, marketing to local communities, quality control and continuing education.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-10
  • S63 Uniform Securities Agent State Law Examination
    1992-06-10
Other Names
  • Darren Browning

View on SEC IAPD

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Other Investors

GLENDA RICHARDSON LOSSETT
WALTER GERALD ROGERS
ALLY HOWARD JESSUP
JOHN BURTON MYRES
CHAD EDWARD KANNADY
PATRICK LAWRENCE AMIE
BRANDON CHAVGNEY PIERCE
KEITH PAUL LEBLANC

Other Offices

CETERA INVESTMENT ADVISERS LLC · DENHAM SPRINGS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Denham Spgs, LA
EDWARD JONES · DENHAM SPRINGS, LA
EDWARD JONES · DENHAM SPRINGS, LA
CETERA INVESTMENT ADVISERS LLC · DENHAM SPRINGS, LA
LPL FINANCIAL LLC · DENHAM SPRINGS, LA
CETERA INVESTMENT ADVISERS LLC · DENHAM SPRINGS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Greenwell Springs, LA

More in Denham Springs, LA

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