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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-20 |
| NE | RA | APPROVED | 2000-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. RAISTONE WEALTH PARTNERS, LLC; 1111 N 102ND COURT, STE 310, OMAHA, NE 68114; MANAGING PARTNER; START 2/2019; APPROX 40 HOURS/MONTH. 2. INVESTOR, REAL ESTATE, PART OWNER OF HOME PURCHASE; 2804 N 202nd ST, ELKHORN, NE 68022; START 11/2021; APPROX 2 HOURS/MONTH. 3. DNA HARMONY LLC - PROTECTED SERIES 421; OWNER; START 12/23/2025; 0 HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-11 |
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