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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-06-21
  • NE RA
    APPROVED
    Since 2023-06-21

Branch Locations

Omaha, NE • United States

18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed 1099 Cherry Hill NJ 07/2016 07/2017
Thrivent Financial Cherry Hill NJ 05/2017 10/2017
Thrivent Financial Omaha NE 08/2018 06/2023
Thrivent Financial Cherry Hill NJ 10/2017 08/2018
Principal Life Insurnce Company Omaha NE 05/2023 Present
Principal Securities Inc Omaha NE 05/2023 Present
  • 07/2016 → 07/2017
    Self Employed 1099
    Cherry Hill, NJ
  • 05/2017 → 10/2017
    Thrivent Financial
    Cherry Hill, NJ
  • 08/2018 → 06/2023
    Thrivent Financial
    Omaha, NE
  • 10/2017 → 08/2018
    Thrivent Financial
    Cherry Hill, NJ
  • 05/2023 → Present
    Principal Life Insurnce Company
    Omaha, NE
  • 05/2023 → Present
    Omaha, NE
Previous Registrations
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 06/23/2023 ADDRESS: 18205 Capitol Ave Suite 300, Elkhorn NE 68022-4415, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long-term care, health, Medicare supplement, group benefits **FEMI'S HEART FOUNDATION POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2022 ADDRESS: 10012 SEWARD ST, OMAHA NE 68114, United States DESCRIPTION: Treasurer-preparing quarterly and annual reports, submitting required tax docs and depositing donations. Providing guidance on foundation business issues not related to investment. **FRONTLINE CHAPLAINS INTERNATIONAL, INC. PPLDBA IFOC HEARTLAND CHAPLAINS CORPS POSITION: Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: 17 Professional Dr, Temple TX 76504, United States DESCRIPTION: Secretary on leadership team for the Heartland Chaplains Corps chapter of IFOC- taking meeting notes and distributing to chaplains in local chapter and to the International Fellowship of Chaplains home office. Also sending out selective non-financial correspondence per request from leadership team. PRESBYTERIAN CHURCH OF THE CROSS POSITION: Elder NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2026 ADDRESS: 1517 S 114th St, Omaha NE 68144, United States DESCRIPTION: Elder responsible for leading Mission related communications between Mission committee and church leadership (Session)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-20
  • S66 Uniform Combined State Law Examination
    2017-09-20

View on SEC IAPD

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