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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-09 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
28601 Marlboro Avenue Suite 201, Easton, MD 21601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Easton | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1.PENOH BLOSSOM LLC B. 6565 BAILEYS POND RD C. LLC 3.OWN LLC NO COMPENSATION 4.ASAP 8.10 DAYS A YR * 419711 - GCH Enterprises; Investment related: Yes; Bethany Beach, Delaware; Private Investments; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0.25; After business hours: 0.75; Investment Decisions/Advice. * 419713 - JMH Enterprises; Investment related Yes; Bethany Beach, Delaware; Investments; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0.25; After business hours: 0.75; Investment Decisions/Advice. * 419714 - JTH Enterprises; Investment related Yes; Bethany Beach, Delaware; Investments; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0.25; After business hours: 0.75; Investment Decisions/Advice. * 419721 - Trust; Investment related Yes; Easton, MD; Dec 2020; During business hours: 0.25; After business hours: 0.75
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-21 |
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