Gregory Fred Wendt

Current Employers

Employment History

• 03/2023 → Present
  Perigon Wealth Managemen, Llc D/B/A Stakeholders Capital
  Santa Monica, CA
• 12/2012 → 06/2023
  Stakeholders Capital, Inc.
  Santa Monica, CA

Previous Registrations

• 2013-01-25 → 2023-06-30
  Stakeholders Capital
  Santa Monica, CA
• 2007-03-13 → 2012-12-10
  Ep Wealth Advisors
  Torrance, CA
• 2003-09-09 → 2006-12-19
  Premier Financial Management, Llc
  El Segundo, CA
• 2002-11-07 → 2003-03-06
  Financial West Group
  El Segundo, CA
• 2000-09-12 → 2002-09-16
  Prudential Equity Group, Llc
  Los Angeles, CA

Other Businesses

[1] Stakeholders Capital; Not investment-related; 3110 Main Street, Building C, Santa Monica, CA 90405; d/b/a for advisory business with Perigon Wealth Management, LLC. [2] GFW, Inc., not investment-related, Santa Monica, CA, Corporation, Owner/CEO, Start Date 09/2006, Approximately 10% of professional time per month, providing speaking engagements. [3] QDCLOUD, not investment-related, Redondo Beach, CA, Corporation, Consultant, Start Date 03/2006, Approximately 1% of professional time per month, providing consulting. [4] GLG, not investment-related, New York, NY, Corporation, Member, Start Date 01/2010, Approximately less than 1% of professional time per month providing consulting. [5] Green Business Networking, not investment-related, Santa Monica, CA, Charitable Organization, Founder, Start Date 04/2006, Approximately 3% of professional time per month, facilitating and organizing, interfacing with organizations committed to a green economy. [6] Green Economy Think Tank, not investment-related, Santa Monica, CA, Charitable Organization, Founder, Start Date 08/2008, Approximately 5% of professional time per month, providing speaking engagements. [7] Open Future Coalition, not investment-related, Lake Forest, CA, Charitable Organization, Outside Strategic Advisor, Start Date 09/2022 Approximately 10% to 20% of professional time per month, providing advice on overall strategy, fundraising, impact investing, and philanthropic fund formation, partnership and network development. [8] Global Tea Hut, not investment-related, Topanga, CA, Charitable Organization, Passive Owner, Start 04/2013, 0 hours/month. [9] Leonhardt Ventures, not investment-related, Mission Viejo, CA, Corporation, Passive Owner, Start 01/2012, 0 hours/month. [10] Stone Creek Global, LTD; Not-investment related; Intershore Chambers, P.O. Box 4342, Road Town, Tortola British Virgin Islands, Non-US; Leveraged Equity (Stock) lender; Outside Contractor; 01/2024; Mr. Wendt spends minimal time on this activity and zero (0) hours during securities trading hours; Mr. Wendt's duties include introducing potential borrowers to the firm who are seeking a loan against their equity position(s). [11] RH Trust R8 Financial, LLC; Not-investment related; 15-2660 Pahoa Village Road, #203548, Pohoa, HI 96778; An entity created for investment activities including mergers and acquisitions, venture capital, syndicate, and fund formation; Outside Consultant and Co-Owner; 01/2024; Mr. Wendt spends between one and five hours per month on this activity, which are during securities trading hours; Mr. Wendt's duties include consulting with the principal on the scope and creation of companies and fund formations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-18
• S63 Uniform Securities Agent State Law Examination
  1992-05-13

Designations

Other Names

• Gregory Wendt
• Greg Wendt