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Charles Adam Titterington

Ameriprise Financial Services, LLC

Highland Village, TX

CRD 2231300

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1992-05-27
  • TX RA
    APPROVED
    Since 1992-05-27

Branch Locations

Highland Village, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Highland Village TX 09/2005 03/2020
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Highland Village, TX
Other Businesses

Business Ownership; Owner; Tax Preparation (Dual consent and leader acknowledgement forms required); 450 Highland Hills Lane, , Highland Village, TX, 75077; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-22
  • S63 Uniform Securities Agent State Law Examination
    1992-05-22

View on SEC IAPD

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