Arthur Warren Spiller

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2017-10-20
TX	RA	APPROVED	1992-05-05

CO RA
APPROVED

Since 2017-10-20
TX RA
APPROVED

Since 1992-05-05

Branch Locations

Severance, CO • United States

325 Blue River Parkway Ste D, Silverthorne, CO 80498 • United States

711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Webster	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Webster	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Webster, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Webster, TX

Other Businesses

Real Estate Ownership; Multi-Family; 69 Alcove Court, , Keystone, CO, 80435; Not Investment-Related; 02/14/2025. Outside Employment; DGW Worldwide LLC; Independent Advisor; Manage advisory business; 711 W Bay Area Blvd, Suite 400, Webster, TX, 77598; Investment-Related; 10/31/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-04-28

S63 Uniform Securities Agent State Law Examination

1992-04-28

Other Names

Art W Spiller
Arthur W Spiller

View on SEC IAPD