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William Arthur Rasmussen

Ameriprise Financial Services, LLC

Sarasota, FL

Danbury, CT

Old Saybrook, CT

Madison, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-29
TX RA APPROVED_RES 2009-11-02
CT RA APPROVED 1994-10-13
  • FL RA
    APPROVED
    Since 2025-05-29
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • CT RA
    APPROVED
    Since 1994-10-13

Branch Locations

Sarasota, FL • United States

57 North St Ste 208, Danbury, CT 06810 • United States

Old Saybrook, CT • United States

64 Wall Street Suite 150, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Danbury CT 09/2005 03/2020
Ameriprise Financial Services, Llc Danbury CT 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 57 North Street Suite 208 Danbury, CT 06810, ,; Not Investment-Related; 07/01/2016.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-30
S63 Uniform Securities Agent State Law Examination 1994-05-12
  • S65 Uniform Investment Adviser Law Examination
    1997-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-05-12
Other Names
  • Bill Rasmussen

View on SEC IAPD

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