Scott Andrew Ceniccola

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-30
DE	RA	APPROVED	2005-08-05
PA	RA	APPROVED	2002-11-22
NJ	RA	APPROVED	2002-11-13

TX RA
APPROVED_RES

Since 2024-05-30
DE RA
APPROVED

Since 2005-08-05
PA RA
APPROVED

Since 2002-11-22
NJ RA
APPROVED

Since 2002-11-13

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Renaissance Place 635 North 12Th Street, 2Nd Floor, Lemoyne, PA 17043-1225 • United States

Mt Laurel, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Philadelphia	PA	03/2008	Present
City National Bank	Philadelphia	PA	09/2020	Present

03/2008 → Present

Rbc Capital Markets Corporation

Philadelphia, PA
09/2020 → Present

City National Bank

Philadelphia, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-10
S63	Uniform Securities Agent State Law Examination	1992-05-01

S65 Uniform Investment Adviser Law Examination

1999-12-10
S63 Uniform Securities Agent State Law Examination

1992-05-01

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Firms

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